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Leadership Development | Thoroughbred Advisors

Cultivating Leadership at Thoroughbred Advisors

This guide is for reflection and accountability. It is not a checklist. Use this resource to understand our leadership standards and discover your path to growth.

Our Leadership Standards

Leaders are responsible not only for their production but for strengthening our entire organization through recruiting, development, and fostering a thriving culture. Every manager is expected to embody these principles.

1. Production

  • Are you ready to lead from the front with consistent, reliable production?
  • How can you set the example through your own results?

2. Replicable System

  • Do you use a clear, consistent system that works regardless of environment or team? This can be something you created or agency-provided tools and concepts.

3. Teach

  • Are you willing to actively teach and mentor others?
  • Can you simplify your strategies so they can be transferred to someone new?

4. Inspire

  • How will you inspire others to adopt winning methods?
  • Can you build influence so people follow your lead because they want to?

5. Recruit

  • How will you consistently bring new people into the business?
  • What can you do to help them stay and thrive?

6. Personal Development

  • Are you committed to seeking coaching to strengthen your leadership capability?
  • What will be your focus for the next quarter?

Your Path to Leadership

Growth is a journey. We have a defined career track to support your development from exploring leadership to leading other leaders within the agency.

Role Stage Requirements
Coach
Exploring Leadership
  • President's Club
  • HPN University Emerging Leaders
  • NL EDGE Training
Managing Associate
Leading Others
  • 3 FT validating hires
  • 125,000 min. total credits
  • Actively pursuing FINRA SIE
Managing Director
Leading Others
  • 8 FT validating hires
  • 500,000 min. total credits
  • Actively pursuing Series 7 & 6
Senior Managing Director
Leading Leaders
  • 12 FT validating hires
  • 1,000,000 min. credits
  • Min. 2 MA & 1 MD in unit
Associate General Agent
Leading Leaders
  • 15 FT validating hires
  • 2,000,000 min. credits
  • Min. 2 MA & 2 MD in unit

Start Your Leadership Journey

Ready to take the next step? Growth is intentional. Hereโ€™s how you can begin developing the skills needed to meet and exceed these expectations.

Chart Your Course

Use the standards on this page to honestly evaluate your strengths and areas for improvement. Identify one or two areas you want to focus on this quarter.

Find Your Guide

Schedule a meeting with your direct manager or a mentor in the agency. Discuss your leadership ambitions and create a development plan together.

Dive In & Grow

Actively participate in agency-wide systems and initiatives. Enroll in the recommended training programs to build your skills and network.